Who supervises a broker's office employee in their duties?

The supervision of a broker's office employee is the responsibility of a licensed broker. This is because a licensed broker holds the necessary credentials and regulatory authority to oversee the operations and functions within the office. The broker is accountable for ensuring that all employees adhere to relevant laws and regulations, maintain ethical standards, and perform their job duties effectively.

The licensed broker's role includes providing guidance and training to employees, assessing their performance, and addressing any compliance issues that may arise. This oversight is essential to maintain the integrity of the insurance transaction process and protect consumers.

While other figures may play roles in the broader regulatory framework or support system—such as insurance agents, the Director of Insurance, or state officials—they do not have the direct supervisory responsibility over an office employee like a licensed broker does. The licensed broker is the key individual in ensuring the employees' work aligns with legal and professional standards within the surplus lines insurance industry.